Shangzhi Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shangzhi Wu (吳尚志), a licensed Responsible Officer with CE reference AFN509. Currently licensed at 1 firm(s): CDH Investments Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 9 - Asset management | 2022-06-02 | present |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-10 | present |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2015-03-10 | present |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 9 - Asset management | 2014-06-05 | 2015-03-10 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 9 - Asset management | 2009-09-03 | 2011-10-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shangzhi Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.