John Charles Miller
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Charles Miller, a licensed former licensee with CE reference AFJ916. This person has 0.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-12-02 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-02 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-02 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-12-02 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as John Charles Miller during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.