Chi Wai Wu

鄔志偉
CE No. AFJ435 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Wu (鄔志偉), a licensed former licensee with CE reference AFJ435. This person has 4.7 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2007-12-15
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-07-20
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 9 - Asset management Pre-2003 2004-07-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wai Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chien Huang Ying Southwest Securities (HK) Futures Limited 2003–2007
Vancy Wai Ching Cheung Southwest Securities (HK) Futures Limited 2003–2007
Lai Yin Chan Southwest Securities (HK) Futures Limited 2003–2007
Chak Wai Choy Southwest Securities (HK) Futures Limited 2003–2007
Yau Wah Shiu Southwest Securities (HK) Futures Limited 2003–2007
Wei Kwun Chan Southwest Securities (HK) Futures Limited 2003–2007
Kai Chi Yip Southwest Securities (HK) Futures Limited 2003–2007
Tsz Bun Au Yeung Southwest Securities (HK) Futures Limited 2003–2007
Lee Yeung Chan Southwest Securities (HK) Futures Limited 2003–2007
Lap Yan Chu Southwest Securities (HK) Futures Limited 2003–2007
Nai Shun Cheung Southwest Securities (HK) Futures Limited 2003–2007
Davy Kwok Yuen Chow Southwest Securities (HK) Futures Limited 2003–2007
Yin Shan Chow Southwest Securities (HK) Futures Limited 2003–2007
Ka Pui Chan Southwest Securities (HK) Futures Limited 2003–2007
Kwan Dik Ho Southwest Securities (HK) Futures Limited 2003–2007
Ying Kit Hui Southwest Securities (HK) Futures Limited 2003–2007
Hung Kwong Lee Southwest Securities (HK) Futures Limited 2003–2007
Elaine Yim Ling Lau Southwest Securities (HK) Futures Limited 2003–2007
Mandy Choi Ying Lam Southwest Securities (HK) Futures Limited 2003–2007
Siu Cho Mung Southwest Securities (HK) Futures Limited 2003–2007
Explore the interactive colleague network →

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