Joyce Pui Man Lo

羅珮文
CE No. AFJ427 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Pui Man Lo (羅珮文), a licensed former licensee with CE reference AFJ427. This person has 6.0 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以JennisonAssociates名義經營業務)
Rep Type 1 - Dealing in securities 2011-08-18 2014-10-25
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以JennisonAssociates名義經營業務)
Rep Type 4 - Advising on securities 2011-08-18 2014-10-25
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2006-08-28 2009-07-02
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 - Advising on securities 2006-08-28 2009-07-02

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Joyce Pui Man Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Bee Bee Gan PGIM (Hong Kong) Limited 2011–2014
Fanneau Ching Hsin PGIM (Hong Kong) Limited 2011–2014
Hin Lam Wong PGIM (Hong Kong) Limited 2011–2014
Wei Chin PGIM (Hong Kong) Limited 2011–2013
Victoria Shigehira Sharpe PGIM (Hong Kong) Limited 2011–2014
van Hoong Chew PGIM (Hong Kong) Limited 2011–2013
Cheong Fai Huong PGIM (Hong Kong) Limited 2014
Yen Keng Tan PGIM (Hong Kong) Limited 2014
Gek Lang Lee PGIM (Hong Kong) Limited 2014
Explore the interactive colleague network →

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