Kwong Yiu Mak
麥光耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yiu Mak (麥光耀), a licensed former licensee with CE reference AFJ412. This person has 12.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-05-08 | 2017-08-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-04-24 | 2014-03-13 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-17 | 2017-08-15 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-11-17 | 2017-08-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-04 | 2010-03-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2010-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Yiu Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.