Alan Ngar Lok Cheung
張雅樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ngar Lok Cheung (張雅樂), a licensed Responsible Officer with CE reference AFF115. Currently licensed at 1 firm(s): Lumen Innovation Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.6 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lumen Innovation Asset Management Limited | RO | Type 4 - Advising on securities | 2026-01-30 | present |
| Lumen Innovation Asset Management Limited | RO | Type 9 - Asset management | 2026-01-30 | present |
| Lumen Innovation Asset Management Limited | Rep | Type 4 - Advising on securities | 2025-12-03 | 2026-01-30 |
| Lumen Innovation Asset Management Limited | Rep | Type 9 - Asset management | 2025-12-03 | 2026-01-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-06-25 | 2025-11-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-06-25 | 2025-11-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-17 | 2025-11-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2023-02-17 | 2025-11-30 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-05-10 | 2022-07-10 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 9 - Asset management | 2021-05-10 | 2022-07-10 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-24 | 2021-04-30 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 4 - Advising on securities | 2020-06-24 | 2021-04-30 |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
RO | Type 9 - Asset management | 2020-06-24 | 2021-04-30 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-12 | 2020-06-24 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-12 | 2020-06-24 |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-05-12 | 2020-06-24 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 - Asset management | 2018-04-17 | 2020-05-11 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-07 | 2020-05-11 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-12-07 | 2020-05-11 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-29 | 2015-12-07 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-29 | 2015-12-07 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-10-29 | 2018-04-17 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-02-04 | 2015-10-08 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-12-19 | 2015-01-31 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-05-12 | 2015-01-31 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-01-31 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-05-12 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-13 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-13 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-13 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-13 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Ngar Lok Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.