Poon Wing Tang

鄧本榮
CE No. AFD836 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Poon Wing Tang (鄧本榮), a licensed former licensee with CE reference AFD836. This person has 0.7 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
UOB Finance (HK) Limited
大華金融(香港)有限公司
RO Type 1 - Dealing in securities 2005-03-31 2005-12-09
UOB Finance (HK) Limited
大華金融(香港)有限公司
RO Type 4 - Advising on securities 2005-03-31 2005-12-09
UOB Finance (HK) Limited
大華金融(香港)有限公司
RO Type 6 - Advising on corporate finance 2005-03-31 2005-10-01
UOB Finance (HK) Limited
大華金融(香港)有限公司
RO Type 9 - Asset management 2005-03-31 2005-10-01

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Poon Wing Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sek Yuen Kwong UOB Finance (HK) Limited 2005
Tze Leung Chan UOB Finance (HK) Limited 2005
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