Roy Oi Lung Kwok
郭凱龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Oi Lung Kwok (郭凱龍), a licensed former licensee with CE reference AFD745. This person has 16.9 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | RO | Type 9 - Asset management | 2022-07-04 | 2023-04-01 |
| Apollo Management Asia Pacific Limited | RO | Type 4 - Advising on securities | 2021-10-27 | 2023-04-01 |
| Apollo Management Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2020-07-02 | 2023-04-01 |
| Apollo Management Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-02-19 | 2020-07-01 |
| Jinghui Capital Limited 景匯資本有限公司 |
RO | Type 4 - Advising on securities | 2018-11-26 | 2019-02-28 |
| Jinghui Capital Limited 景匯資本有限公司 |
RO | Type 9 - Asset management | 2018-11-26 | 2019-02-28 |
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 4 - Advising on securities | 2016-11-28 | 2018-05-15 |
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 9 - Asset management | 2016-11-28 | 2018-05-15 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-04 | 2016-02-16 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 - Advising on securities | 2012-06-04 | 2016-02-16 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-06-04 | 2015-01-28 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 - Asset management | 2012-06-04 | 2016-02-16 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2012-06-04 | 2015-01-28 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-26 | 2012-06-04 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-26 | 2012-06-04 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-26 | 2012-06-04 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-03-26 | 2012-06-04 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2012-03-26 | 2012-06-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-24 | 2012-02-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-24 | 2012-02-16 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-11-28 | 2010-10-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-25 | 2008-11-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roy Oi Lung Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.