Kwan Ting Martin Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ting Martin Mok (莫昆庭), a licensed Responsible Officer with CE reference AFD440. Currently licensed at 1 firm(s): Wealth Harbour Investment & Management Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 11.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-27 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 4 - Advising on securities | 2024-04-05 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 9 - Asset management | 2024-04-05 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-12 | 2024-04-05 |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
Rep | Type 9 - Asset management | 2023-06-12 | 2024-04-05 |
| CVC Asia Pacific Limited | Rep | Type 6 - Advising on corporate finance | 2021-04-01 | 2022-03-31 |
| CVC Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2021-03-26 | 2022-03-31 |
| CVC Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2021-03-26 | 2022-03-31 |
| EQT Partners Asia Limited | RO | Type 1 - Dealing in securities | 2012-10-25 | 2020-12-31 |
| EQT Partners Asia Limited | RO | Type 4 - Advising on securities | 2009-11-23 | 2020-12-31 |
| EQT Partners Asia Limited | Rep | Type 4 - Advising on securities | 2004-02-12 | 2009-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Ting Martin Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.