Mai San Young
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mai San Young, a licensed Responsible Officer with CE reference AFC441. Currently licensed at 1 firm(s): Legend Arb Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.2 years of SFC licence history. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2026-11-12 | present |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 9 - Asset management | 2026-11-12 | present |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-08 | 2026-11-12 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 9 - Asset management | 2026-10-08 | 2026-11-12 |
| Canterbury Capital Limited | RO | Type 4 - Advising on securities | 2005-03-30 | 2023-07-15 |
| Canterbury Capital Limited | RO | Type 9 - Asset management | 2005-03-30 | 2023-07-15 |
| Canterbury Capital Limited | Rep | Type 4 - Advising on securities | 2004-08-17 | 2005-03-30 |
| Canterbury Capital Limited | Rep | Type 9 - Asset management | 2004-08-17 | 2005-03-30 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-21 | 2004-06-04 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-07-21 | 2004-06-04 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-07-21 | 2003-10-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-21 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-21 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-21 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mai San Young during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.