To Linh Truong
張素玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Linh Truong (張素玲), a licensed former licensee with CE reference AFB064. This person has 14.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dakin Securities Limited 德健證券有限公司 |
RO | Type 4 - Advising on securities | 2021-03-02 | 2022-10-19 |
| Dakin Asset Management Limited 德健資產管理有限公司 |
RO | Type 9 - Asset management | 2019-07-17 | 2023-04-13 |
| Dakin Securities Limited 德健證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-15 | 2022-10-19 |
| Dakin Securities Limited 德健證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-08-15 | 2021-03-04 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2012-09-12 | 2016-08-12 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-09-12 | 2016-08-12 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-17 | 2012-09-12 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-17 | 2012-09-12 |
| South West Capital Limited 西南融資有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-30 | 2011-09-30 |
| South West Capital Limited 西南融資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-06-30 | 2011-09-30 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-07 | 2011-01-13 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-07 | 2011-01-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-25 | 2009-07-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-25 | 2009-07-31 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-16 | 2008-07-30 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-16 | 2008-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as To Linh Truong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.