Julie Ning Chi Kwok
郭鑏芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julie Ning Chi Kwok (郭鑏芝), a licensed former licensee with CE reference AFA014. This person has 21.4 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-01-05 | 2024-12-31 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-01 | 2021-12-31 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-01 | 2021-12-31 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-01 | 2021-12-31 |
| PFC International Company Limited | Rep | Type 1 - Dealing in securities | 2016-02-04 | 2017-01-12 |
| PFC International Company Limited | Rep | Type 4 - Advising on securities | 2016-02-04 | 2017-01-12 |
| PFC International Company Limited | Rep | Type 9 - Asset management | 2016-02-04 | 2017-01-12 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-20 | 2016-01-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-28 | 2016-01-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2007-03-28 | 2016-01-31 |
| Oscar Benson Limited 奧卡信有限公司 |
RO | Type 4 - Advising on securities | 2005-03-30 | 2007-03-03 |
| Oscar Benson Limited 奧卡信有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-03-30 | 2007-03-03 |
| Oscar Benson Limited 奧卡信有限公司 |
RO | Type 9 - Asset management | 2005-03-30 | 2007-03-03 |
| Oscar Benson Limited 奧卡信有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-23 | 2005-03-30 |
| Oscar Benson Limited 奧卡信有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-23 | 2005-03-30 |
| Oscar Benson Limited 奧卡信有限公司 |
Rep | Type 9 - Asset management | 2004-11-23 | 2005-03-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-07 | 2004-11-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-05-07 | 2004-11-11 |
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-13 |
| UKFP (Asia) HK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-13 |
| UKFP (Asia) HK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-13 |
| UKFP (Asia) HK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-04-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Julie Ning Chi Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.