Peter Charles Kelly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Charles Kelly, a licensed former licensee with CE reference AFA009. This person has 16.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. | RO | Type 1 - Dealing in securities | 2007-07-04 | 2019-06-30 |
| Capital International, Inc. | RO | Type 9 - Asset management | 2004-12-03 | 2019-06-30 |
| Capital International, Inc. | Rep | Type 9 - Asset management | Pre-2003 | 2004-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Charles Kelly during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.