Kim Po Tsang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Po Tsang (曾劍波), a licensed Responsible Officer with CE reference AEZ492. Currently licensed at 2 firm(s): East Asia Securities Company Limited, East Asia Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 22.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 4 - Advising on securities | 2023-11-03 | present |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-23 | present |
| East Asia Futures Limited 東亞期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-11-23 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-03-07 | 2021-12-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-24 | 2021-12-10 |
| iBest Securities Company Limited | RO | Type 1 - Dealing in securities | 2017-01-24 | 2018-10-24 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-01-24 | 2021-12-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-01-29 | 2019-10-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-01-24 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2017-01-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Po Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.