Kut Nam Chan
陳吉南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kut Nam Chan (陳吉南), a licensed former licensee with CE reference AEX826. This person has 1.6 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-12 | 2006-01-14 |
| Chow Tai Fook Life Insurance Company Limited 周大福人壽保險有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-24 | 2005-08-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-07 | 2004-04-19 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-07 | 2004-04-19 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-19 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-19 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-04-19 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kut Nam Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.