Yu Wai Chan
陳宇威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wai Chan (陳宇威), a licensed former licensee with CE reference AEX105. This person has 14.7 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-15 | 2018-02-28 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-10-15 | 2018-02-28 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-30 | 2008-10-15 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-07-30 | 2008-10-15 |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 1 - Dealing in securities | 2008-02-22 | 2008-07-16 |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-02-22 | 2008-07-16 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-04 | 2008-02-22 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-04 | 2008-02-22 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-06 | 2007-05-04 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-08-06 | 2007-05-04 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-06 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-31 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-06 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.