Ling Wah Kwan
關令華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Wah Kwan (關令華), a licensed former licensee with CE reference AEW040. This person has 18.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | Type 1 - Dealing in securities | 2016-10-27 | 2025-09-02 |
| Sprout Asset Management (Asia) Limited | RO | Type 4 - Advising on securities | 2016-10-27 | 2025-09-02 |
| Sprout Asset Management (Asia) Limited | RO | Type 9 - Asset management | 2016-10-27 | 2025-09-02 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2015-04-08 | 2016-10-27 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2015-04-08 | 2016-10-27 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 - Asset management | 2015-04-08 | 2016-10-27 |
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-25 | 2010-12-20 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-01-19 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-14 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2007-06-04 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling Wah Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.