Nitin Dialdas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nitin Dialdas, a licensed former licensee with CE reference AEU196. This person has 19.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Water Capital Management Limited | RO | Type 4 - Advising on securities | 2015-06-19 | 2023-05-31 |
| Blue Water Capital Management Limited | RO | Type 9 - Asset management | 2014-07-25 | 2023-05-31 |
| Richmond Asset Management Limited | RO | Type 9 - Asset management | 2011-10-21 | 2014-04-17 |
| Richmond Asset Management Limited | RO | Type 4 - Advising on securities | 2010-09-21 | 2014-04-17 |
| Richmond Asset Management Limited | Rep | Type 4 - Advising on securities | 2010-08-18 | 2010-09-21 |
| Richmond Asset Management Limited | Rep | Type 9 - Asset management | 2010-08-18 | 2011-10-21 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 - Advising on securities | 2009-05-06 | 2010-07-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-25 | 2009-05-06 |
| Richmond Asset Management Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-11 |
| Richmond Asset Management Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-02 |
| Richmond Asset Management Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nitin Dialdas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.