Shu Shin Kuan
關素馨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Shin Kuan (關素馨), a licensed former licensee with CE reference AET363. This person has 6.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AM Squared Limited | RO | Type 9 - Asset management | 2005-06-30 | 2011-03-04 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-12 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-12 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-12 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Shin Kuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Isaac Yu Seng Vun | AM Squared Limited | 2005–2011 |
| Carl Huttenlocher | AM Squared Limited | 2005–2011 |
| Arjun Vikram Menon | AM Squared Limited | 2006–2011 |
| Frank Yiu Tung Ho | AM Squared Limited | 2006–2011 |
| Tsz Lung Lau | AM Squared Limited | 2006–2011 |
| Ayaz Bashir Motiwala | AM Squared Limited | 2007–2011 |
| Yixia Xiong | AM Squared Limited | 2007–2010 |
| Shyan Wen Lim | AM Squared Limited | 2008–2011 |
| Janice Jie Tang | AM Squared Limited | 2008–2010 |
| Yow Jen Shu | AM Squared Limited | 2006–2008 |
| Toby Douglas Bartlett | AM Squared Limited | 2009–2011 |
| C C Clark Wang | AM Squared Limited | 2007–2008 |
| Richard Shan Yao Chu | AM Squared Limited | 2010–2011 |
| Sachin Gangaram Divecha | AM Squared Limited | 2008–2009 |
| Te Hen Toku Chen | AM Squared Limited | 2005–2006 |
| Gia Hwang | AM Squared Limited | 2007–2008 |
| Khang Ting | AM Squared Limited | 2010–2011 |
| Hyun Ju Yang | AM Squared Limited | 2007–2008 |
| Ian Hin Wai Lam | AM Squared Limited | 2007 |