Ka Kin Chan

陳家健
CE No. AEP602 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Chan (陳家健), a licensed former licensee with CE reference AEP602. This person has 16.5 years of SFC licence history. Total licence records on file: 12.

Information

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Licence history

FirmRoleRegulated activityFromTo
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 2 - Dealing in futures contracts 2003-10-27 2019-09-17
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 1 - Dealing in securities Pre-2003 2019-09-17
DBS Vickers Securities (Hong Kong) Limited
DBS唯高達証券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-10-27
DBS Vickers Futures (Hong Kong) Limited
DBS唯高達期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2003-12-12
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-10-20
DBS Vickers Securities (Hong Kong) Limited
DBS唯高達証券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-10-20
DBS Vickers Futures (Hong Kong) Limited
DBS唯高達期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-10-20
DBS Vickers Securities (Hong Kong) Limited
DBS唯高達証券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-10-20
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-10-13
DBS Vickers Futures (Hong Kong) Limited
DBS唯高達期貨有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-20
DBS Vickers Securities (Hong Kong) Limited
DBS唯高達証券有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-20
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-13

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Kin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Kwok Chow DBS Vickers (Hong Kong) Limited 2003–2019
Veronica Guek Eng Tan DBS Vickers (Hong Kong) Limited 2003–2019
Chung Wai Ng DBS Vickers (Hong Kong) Limited 2003–2019
Cudy Ying Siu DBS Vickers (Hong Kong) Limited 2003–2019
Wing Nam Lau DBS Vickers (Hong Kong) Limited 2003–2019
Ka Lok Wong DBS Vickers (Hong Kong) Limited 2003–2019
Andy Siu Hong Yuen DBS Vickers (Hong Kong) Limited 2003–2019
Eddie Wing Hay Woo DBS Vickers (Hong Kong) Limited 2003–2019
Carty Chun Ying Cheng DBS Vickers (Hong Kong) Limited 2003–2018
Raphael Kai Shiu Chan DBS Vickers (Hong Kong) Limited 2003–2019
Joanne Chung Wai Yau DBS Vickers (Hong Kong) Limited 2003–2019
Ann Moran Fung DBS Vickers (Hong Kong) Limited 2003–2019
Ping Lin DBS Vickers (Hong Kong) Limited 2003–2018
Kwok Cheong Tang DBS Vickers (Hong Kong) Limited 2003–2018
Antony Siu Leung Mak DBS Vickers (Hong Kong) Limited 2003–2019
Michael Cheuk Hong Yau DBS Vickers (Hong Kong) Limited 2003–2019
Andy Chun Kwok Chan DBS Vickers (Hong Kong) Limited 2003–2018
Sin Wah Wong DBS Vickers (Hong Kong) Limited 2003–2018
Franco Chi Cheong Law DBS Vickers (Hong Kong) Limited 2003–2018
Chun Man Wu DBS Vickers (Hong Kong) Limited 2003–2018

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