Simon Huw Davies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Huw Davies, a licensed former licensee with CE reference AEP424. This person has 11.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-10-15 | 2016-11-26 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-10-15 | 2016-11-26 |
| Richmond Asset Management Limited | RO | Type 4 - Advising on securities | 2007-04-18 | 2013-11-25 |
| Richmond Asset Management Limited | RO | Type 9 - Asset management | 2007-04-18 | 2013-11-25 |
| Richmond Asset Management Limited | Rep | Type 4 - Advising on securities | 2005-12-13 | 2007-04-18 |
| Richmond Asset Management Limited | Rep | Type 9 - Asset management | 2005-12-13 | 2007-04-18 |
| MBA Berkeley Burke Portfolio Services Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-11-15 |
| MBA Berkeley Burke Portfolio Services Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Huw Davies during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.