Fraser John Glasgow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fraser John Glasgow, a licensed former licensee with CE reference AEP339. This person has 14.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-18 | 2019-08-11 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-07 | 2015-03-09 |
| Mirabaud (Asia) Limited | Rep | Type 1 - Dealing in securities | 2009-06-03 | 2012-04-27 |
| Mirabaud (Asia) Limited | Rep | Type 4 - Advising on securities | 2009-06-03 | 2012-04-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-27 | 2009-05-22 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-26 | 2009-05-22 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-03 | 2006-06-24 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-03 | 2006-06-24 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-06 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-06 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fraser John Glasgow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.