Hetty Hor Shun Wan
溫可巽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hetty Hor Shun Wan (溫可巽), a licensed former licensee with CE reference AEK601. This person has 0.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-15 | 2017-01-27 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-07-15 | 2017-01-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-29 | 2015-02-17 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-29 | 2015-02-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hetty Hor Shun Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.