Ka Shing Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shing Lee (李嘉盛), a licensed Responsible Officer with CE reference AEI379. Currently licensed at 2 firm(s): Fulbright Securities Limited, Fulbright Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-10 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-10 | present |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
RO | Type 9 - Asset management | 2018-10-10 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-24 | 2018-10-10 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-24 | 2018-10-10 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-24 | 2018-10-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Shing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.