Vivian Hoi Yan Chang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Hoi Yan Chang (張凱欣), a licensed Responsible Officer with CE reference AEE778. Currently licensed at 1 firm(s): Redland Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.9 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redland Securities Limited 紅土證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-21 | present |
| Redland Securities Limited 紅土證券有限公司 |
RO | Type 4 - Advising on securities | 2023-03-21 | present |
| Redland Securities Limited 紅土證券有限公司 |
RO | Type 9 - Asset management | 2023-03-21 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-29 | 2023-01-31 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-10-29 | 2022-09-22 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2020-10-29 | 2022-09-22 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2020-10-29 | 2022-09-22 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-21 | 2020-10-29 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-09-21 | 2020-10-29 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-10 | 2020-10-29 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-09-10 | 2020-10-29 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
RO | Type 4 - Advising on securities | 2017-09-22 | 2020-07-31 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
RO | Type 9 - Asset management | 2017-09-22 | 2020-07-31 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-31 | 2017-09-22 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
Rep | Type 9 - Asset management | 2017-08-31 | 2017-09-22 |
| Hong Kong Jiasheng International Asset Management Limited 香港嘉勝國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-05-11 | 2017-08-28 |
| Hong Kong Jiasheng International Asset Management Limited 香港嘉勝國際資產管理有限公司 |
RO | Type 9 - Asset management | 2017-05-11 | 2017-08-28 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-26 | 2016-08-23 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-02-13 | 2016-08-23 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-30 | 2016-08-23 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-30 | 2016-08-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-24 | 2014-09-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-15 | 2014-09-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-01 | 2014-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Hoi Yan Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.