Ting Fung Yau
尤庭鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Fung Yau (尤庭鋒), a licensed Representative with CE reference AEE376. Currently licensed at 1 firm(s): Chief Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-19 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-19 | 2025-08-31 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-10 | 2017-01-03 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-26 | 2017-01-03 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-09 | 2012-09-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-09 | 2012-09-15 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-30 | 2011-02-02 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-02-02 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Fung Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.