Johnny Yik Ming Sum
岑翊銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Yik Ming Sum (岑翊銘), a licensed former licensee with CE reference AED718. This person has 12.6 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2023-04-20 | 2023-12-15 |
| Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-03-16 | 2023-04-20 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-10-14 | 2022-09-28 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 - Asset management | 2019-10-14 | 2022-09-28 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-16 | 2019-10-14 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-16 | 2019-10-14 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 - Advising on securities | 2019-03-11 | 2019-06-25 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 - Asset management | 2019-03-11 | 2019-06-25 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-11-30 | 2018-02-09 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | Type 9 - Asset management | 2017-11-30 | 2018-02-09 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 4 - Advising on securities | 2017-01-17 | 2017-03-12 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-14 | 2017-03-12 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-11-14 | 2017-03-12 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-14 | 2017-01-17 |
| Zhonghao International Investment Consulting Co., Limited 中豪國際投資咨詢有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-11-14 | 2017-03-12 |
| Azure Lion International Asset Management Company Limited 青獅國際資產管理有限公司 |
RO | Type 9 - Asset management | 2016-11-14 | 2017-03-12 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 9 - Asset management | 2013-11-13 | 2016-08-09 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 9 - Asset management | 2012-03-12 | 2013-05-16 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-01-27 | 2011-09-15 |
| CSC Financial Services Limited 群益金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2004-11-19 | 2006-07-14 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-11-19 | 2006-07-14 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-11-19 | 2006-07-14 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-11-19 | 2006-07-14 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-10 | 2004-11-19 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-09-10 | 2004-11-19 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-09-10 | 2004-11-19 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-09-08 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-09-08 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnny Yik Ming Sum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.