Kwai Ying Lau
劉桂英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Ying Lau (劉桂英), a licensed former licensee with CE reference AEA860. This person has 1.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-19 | 2005-06-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-10 | 2003-07-11 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-06-10 | 2003-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Ying Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.