Peggy Mei Woon Tam
譚美奐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peggy Mei Woon Tam (譚美奐), a licensed former licensee with CE reference AEA816. This person has 12.2 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-11-02 | 2022-09-30 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 9 - Asset management | 2018-11-02 | 2022-09-30 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-05 | 2022-09-30 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-05 | 2018-11-02 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-05 | 2018-11-02 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2017-03-31 | 2017-07-20 |
| KuCoin HK Limited | Rep | Type 4 - Advising on securities | 2017-03-31 | 2017-07-20 |
| KuCoin Asset Management Limited | Rep | Type 9 - Asset management | 2017-03-31 | 2017-07-20 |
| ASCENDANT SECURITIES (HK) LIMITED 景昇證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-09-21 | 2016-09-30 |
| ASCENDANT SECURITIES (HK) LIMITED 景昇證券(香港)有限公司 |
RO | Type 9 - Asset management | 2009-09-21 | 2016-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peggy Mei Woon Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.