Tat Yan Ng
吳達仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Yan Ng (吳達仁), a licensed former licensee with CE reference AEA162. This person has 4.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dah Sing Securities Limited 大新證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-06-16 | 2007-11-08 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-16 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-27 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-27 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-27 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Yan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Nung Wong | Dah Sing Securities Limited | 2003–2007 |
| Wai Fong Chan | Dah Sing Securities Limited | 2004–2007 |
| Ying Chan | Dah Sing Securities Limited | 2004–2006 |
| Ka Ming Lo | Dah Sing Securities Limited | 2005–2007 |
| Hon Wai Tam | Dah Sing Securities Limited | 2003–2004 |
| Man Yan Chan | Dah Sing Securities Limited | 2007 |
| Shirley Sin-Man Cheung | Dah Sing Securities Limited | 2003 |
| Yat Chi Lau | Dah Sing Securities Limited | 2006 |