Kin Wa Pun
潘建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wa Pun (潘建華), a licensed former licensee with CE reference ADX223. This person has 2.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pine Street Partners Limited | RO | Type 4 - Advising on securities | 2004-11-19 | 2006-03-31 |
| Pine Street Partners Limited | RO | Type 9 - Asset management | 2004-11-19 | 2006-03-31 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2003-07-07 | 2004-06-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-26 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wa Pun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kin Chan | Pine Street Partners Limited | 2004–2006 |
| David Kuohsien Chung | Pine Street Partners Limited | 2004–2006 |
| Paul Wai Kai Wong | SAGE Asset Management (HK) Limited | 2003–2004 |
| Anthony Yung | SAGE Asset Management (HK) Limited | 2003–2004 |
| Shun Chung Yap | SAGE Asset Management (HK) Limited | 2003–2004 |
| Ming Fai Chan | SAGE Asset Management (HK) Limited | 2003 |