Fu Ming Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fu Ming Lam (林富明), a licensed Responsible Officer with CE reference ADW923. Currently licensed at 1 firm(s): YuFeng Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YuFeng Capital Limited 裕豐資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-06 | present |
| YuFeng Capital Limited 裕豐資本有限公司 |
RO | Type 4 - Advising on securities | 2024-03-06 | present |
| YuFeng Capital Limited 裕豐資本有限公司 |
RO | Type 9 - Asset management | 2024-03-06 | present |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-12-21 | 2021-03-31 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 9 - Asset management | 2018-12-21 | 2021-03-31 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-03-12 | 2018-10-31 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | Type 9 - Asset management | 2018-03-12 | 2018-10-31 |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-12-02 | 2017-04-20 |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
RO | Type 9 - Asset management | 2014-09-04 | 2017-04-20 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-11-01 | 2013-11-30 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2011-11-01 | 2013-11-30 |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-04-19 | 2013-11-30 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-02-26 | 2010-02-13 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-21 | 2010-02-13 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-11 | 2008-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fu Ming Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.