Frank Chung Leung Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Chung Leung Lam (林忠良), a licensed Representative with CE reference ADV961. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-07 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-07 | 2017-10-02 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-30 | 2017-02-28 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-30 | 2017-02-28 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-27 | 2004-07-28 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-04-27 | 2004-07-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-24 | 2004-04-16 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-06-16 | 2004-04-16 |
| Drake & Morgan Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-24 |
| Drake & Morgan Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-10 |
| Drake & Morgan Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-10 |
| Drake & Morgan Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Chung Leung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.