Jane Lee Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jane Lee Kim, a licensed former licensee with CE reference ADU035. This person has 12.8 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-06-11 | 2016-01-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2014-06-11 | 2016-01-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-06-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2014-06-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-02 |