Xiaonian Xu
許小年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaonian Xu (許小年), a licensed former licensee with CE reference ADT335. This person has 3.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-03-22 | 2006-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2005-03-22 | 2006-10-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-07 | 2005-02-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-07 | 2005-02-02 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-14 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-14 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-14 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaonian Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.