Khiem Trong Do
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Khiem Trong Do, a licensed former licensee with CE reference ADT127. This person has 17.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-12-30 | 2020-12-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2004-10-08 | 2020-12-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2020-12-31 |
| Biz Corp Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2020-12-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-20 |
| Biz Corp Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2020-12-31 |
| Biz Corp Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Khiem Trong Do during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.