Richard Anthony Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Anthony Yu, a licensed former licensee with CE reference ADS223. This person has 1.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-07 | 2024-10-31 |