Pauline Po Ling Chan Lo

陳羅寶靈
CE No. ADS145 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Po Ling Chan Lo (陳羅寶靈), a licensed former licensee with CE reference ADS145. This person has 10.9 years of SFC licence history. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
Wanhai Securities (HK) Limited
萬海證券(香港)有限公司
Rep Type 1 - Dealing in securities 2010-11-18 2014-03-03
Wanhai Securities (HK) Limited
萬海證券(香港)有限公司
Rep Type 4 - Advising on securities 2010-11-18 2014-03-03
Wanhai Securities (HK) Limited
萬海證券(香港)有限公司
RO Type 1 - Dealing in securities Pre-2003 2010-11-18
Wanhai Securities (HK) Limited
萬海證券(香港)有限公司
RO Type 4 - Advising on securities Pre-2003 2010-11-18
Wanhai Securities (HK) Limited
萬海證券(香港)有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-11-17
Wanhai Securities (HK) Limited
萬海證券(香港)有限公司
RO Type 9 - Asset management Pre-2003 2004-11-17

Worked alongside

The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Pauline Po Ling Chan Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chun Hong Pang Wanhai Securities (HK) Limited 2003–2014
Stephen Fook Hon Lee Wanhai Securities (HK) Limited 2003–2014
Shiu Chun Wong Wanhai Securities (HK) Limited 2003–2014
Kwong Chat Ho Wanhai Securities (HK) Limited 2003–2014
Chi Ming Tsang Wanhai Securities (HK) Limited 2003–2012
Lai Yuk Chow Wanhai Securities (HK) Limited 2004–2014
Wai Keung Tsang Wanhai Securities (HK) Limited 2011–2014
Ngai Wong Wanhai Securities (HK) Limited 2012–2014
Yau Fai Choy Wanhai Securities (HK) Limited 2012–2014
Ka Ho Yu Wanhai Securities (HK) Limited 2012–2014
Ming Him Lai Wanhai Securities (HK) Limited 2012–2014
Chung Kam Chan Wanhai Securities (HK) Limited 2012–2014
Wen Huang Liu Wanhai Securities (HK) Limited 2012–2013
Siu Hong Law Wanhai Securities (HK) Limited 2007–2008
Gar Ho Karl Lai Wanhai Securities (HK) Limited 2010
Nga Man Lam Wanhai Securities (HK) Limited 2013–2014
Ka Lun Choy Wanhai Securities (HK) Limited 2013
Benjamin Tsi Bun Lee Wanhai Securities (HK) Limited 2013–2014
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