Rachel Lord
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachel Lord, a licensed former licensee with CE reference ADQ542. This person has 2.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-30 | 2024-05-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-06-30 | 2024-05-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 - Advising on securities | 2021-06-30 | 2024-05-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-06-30 | 2024-05-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 - Asset management | 2021-06-30 | 2024-05-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-25 | 2021-06-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-25 | 2021-06-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-25 | 2021-06-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-25 | 2021-06-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2021-06-25 | 2021-06-30 |