Yung Hoi Tse
謝湧海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yung Hoi Tse (謝湧海), a licensed former licensee with CE reference ADO752. This person has 8.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 - Advising on securities | 2010-07-20 | 2012-12-31 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2008-11-04 | 2012-12-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2006-04-25 | 2012-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-10-06 | 2012-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-10-06 | 2012-12-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2004-11-17 | 2011-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2004-09-08 | 2012-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-02-24 | 2012-12-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-02-24 | 2011-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yung Hoi Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.