Wai Sun Koo
古偉新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sun Koo (古偉新), a licensed former licensee with CE reference ADO017. This person has 9.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-08 | 2021-08-20 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-18 | 2011-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-18 | 2009-03-09 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-01-18 | 2009-03-09 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-02-22 | 2006-10-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-02-22 | 2006-10-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 9 - Asset management | 2006-02-22 | 2006-10-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-02-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-02-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-11 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sun Koo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.