Peng Wah Choy
蔡秉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Wah Choy (蔡秉華), a licensed former licensee with CE reference ADI230. This person has 8.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-09 | 2015-12-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-02-11 | 2015-12-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 - Asset management | 2011-02-11 | 2015-12-28 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 - Dealing in securities | 2006-08-08 | 2007-11-30 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 - Advising on securities | 2006-08-08 | 2007-11-30 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 9 - Asset management | 2006-08-08 | 2007-11-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-16 | 2005-10-05 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-16 | 2005-10-05 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2005-08-16 | 2005-10-05 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-08-16 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-08-16 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peng Wah Choy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.