Cudy Ying Siu
蕭迎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cudy Ying Siu (蕭迎), a licensed Representative with CE reference ADI197. Currently licensed at 1 firm(s): DBS Vickers (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-10-27 | 2021-11-08 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-27 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-11 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-18 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-18 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-18 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-18 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-13 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-18 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-18 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cudy Ying Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.