Michael David Leonard Downer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael David Leonard Downer, a licensed former licensee with CE reference ADI094. This person has 7.3 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2009-09-17 | 2010-10-11 |
| BGC Securities (Hong Kong) LLC | RO | Type 1 - Dealing in securities | 2008-12-02 | 2009-09-17 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2008-10-10 | 2008-12-02 |
| Mirabaud (Asia) Limited | RO | Type 1 - Dealing in securities | 2003-05-13 | 2008-09-01 |
| Mirabaud (Asia) Limited | RO | Type 4 - Advising on securities | 2003-05-13 | 2008-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael David Leonard Downer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.