Shu Wan Pang
彭樹穩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wan Pang (彭樹穩), a licensed former licensee with CE reference ADH558. This person has 16.8 years of SFC licence history. Total licence records on file: 19.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Differ Financial and Securities Limited 鼎豐金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-04 | 2023-05-23 |
| Differ Financial and Securities Limited 鼎豐金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-20 | 2020-05-04 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-04 | 2020-02-29 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-05 | 2019-09-04 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-10 | 2019-07-24 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-19 | 2018-08-10 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-27 | 2016-10-17 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-11-05 | 2010-07-08 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-02 | 2009-11-05 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-04 | 2009-06-28 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-04 | 2008-06-13 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-30 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-24 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-24 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Wan Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.