Grace Hai Wei Tam
譚希慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Hai Wei Tam (譚希慧), a licensed former licensee with CE reference ADG060. This person has 3.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2004-12-02 | 2006-06-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2006-06-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-02 |