Tatsuya Yumoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tatsuya Yumoto, a licensed former licensee with CE reference ADE461. This person has 0.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-11 | 2012-04-21 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-11-11 | 2012-04-21 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Tatsuya Yumoto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jenny Fong Wa Szeto | Daiwa Asset Management (H.K.) Limited | 2011–2012 |
| Ming Ho Lo | Daiwa Asset Management (H.K.) Limited | 2011–2012 |
| Siu Ha Lai | Daiwa Asset Management (H.K.) Limited | 2011–2012 |
| Tak Wah Tse | Daiwa Asset Management (H.K.) Limited | 2011–2012 |
| Allen Choi | Daiwa Asset Management (H.K.) Limited | 2011–2012 |
| Hiroyuki Chida | Daiwa Asset Management (H.K.) Limited | 2011–2012 |
| Shuk Fan Chung | Daiwa Asset Management (H.K.) Limited | 2011–2012 |
| Eric Lee | Daiwa Asset Management (H.K.) Limited | 2011–2012 |
| Yo Nagasawa | Daiwa Asset Management (H.K.) Limited | 2011–2012 |
| Masakatsu Okada | Daiwa Asset Management (H.K.) Limited | 2011–2012 |