Taro Ka Chun Shum
岑嘉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taro Ka Chun Shum (岑嘉俊), a licensed former licensee with CE reference ACX489. This person has 8.9 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2012-02-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2012-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Taro Ka Chun Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.