Judy Ming Kuen Wong
黃明娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judy Ming Kuen Wong (黃明娟), a licensed former licensee with CE reference ACU158. This person has 10.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-05-16 | 2013-09-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-04-23 | 2013-09-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2006-10-09 | 2013-09-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-10-09 | 2013-09-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-30 | 2006-10-09 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-08-30 | 2006-10-09 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2005-12-09 | 2013-09-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-12-09 | 2013-09-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-10 | 2005-12-09 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-10 | 2005-12-09 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-11-10 | 2007-07-06 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-08-19 | 2005-08-19 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-08-19 | 2005-08-19 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-08-19 | 2005-08-19 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-10 | 2004-08-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Judy Ming Kuen Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.