Lai Wo Nip
聶禮和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wo Nip (聶禮和), a licensed former licensee with CE reference ACT726. This person has 5.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2008-08-08 | 2010-04-01 |
| Aspen Hill Partners (Hong Kong) Limited | RO | Type 9 - Asset management | 2008-08-08 | 2010-04-01 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
RO | Type 4 - Advising on securities | 2004-09-22 | 2008-08-06 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
RO | Type 9 - Asset management | 2004-09-22 | 2008-08-06 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-01-14 | 2004-03-15 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 9 - Asset management | 2004-01-14 | 2004-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Wo Nip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.